Sublime
An inspiration engine for ideas
Some highlights have been hidden or truncated due to export limits.
Tripp Lanier • This Book Will Make You Dangerous: The Irreverent Guide For Men Who Refuse to Settle
Some highlights have been hidden or truncated due to export limits.
Tripp Lanier • This Book Will Make You Dangerous: The Irreverent Guide For Men Who Refuse to Settle
First, an investment adviser is not an investment adviser representative and vice versa. One is the firm, the other represents the firm. We saw the same relationship between the broker-dealer firm and the agent who represents it. Some states go so far with this separation that they require an investment adviser set up as a sole proprietor or
... See moreRobert Walker • Pass The 65: A PLAIN ENGLISH EXPLANATION TO HELP YOU PASS THE SERIES 65 EXAM - UPDATED FOR 2017
Is this a one-time offense or a recurring theme?
Joel Manby • Love Works: Seven Timeless Principles for Effective Leaders
Some highlights have been hidden or truncated due to export limits.
Tripp Lanier • This Book Will Make You Dangerous: The Irreverent Guide For Men Who Refuse to Settle
Some highlights have been hidden or truncated due to export limits.
Tripp Lanier • This Book Will Make You Dangerous: The Irreverent Guide For Men Who Refuse to Settle
Why would the Administrator issue a deny/suspend/revoke order, in the first place? First, the order has to be “in the public interest, providing necessary protection to investors,” and, then, somebody: • has filed a false or misleading application • has willfully violated or willfully failed to comply with any provision of this act • was convicted
... See moreRobert Walker • Pass The 65: A PLAIN ENGLISH EXPLANATION TO HELP YOU PASS THE SERIES 65 EXAM - UPDATED FOR 2017
Thomas
@thomas-5f3b00a23aba41a8
Romek Goj
@romek