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Broker-dealers and registered representatives selling these long-term CDs need to be sure that investors understand how these products differ from traditional bank CDs and must disclose all potential risks.
Robert Walker • Pass The 65: A PLAIN ENGLISH EXPLANATION TO HELP YOU PASS THE SERIES 65 EXAM - UPDATED FOR 2017
One of my fundamental insights along with Lloyd Frank, who's my co-founder at Zillow, and was at Microsoft, and Expedia, and Zillow with me as well, was that a regular person armed with a connected PC that's plugged into the internet was going to in effect, storm the best deal. Was going to be armed with a weapon to tear down every wall that separa... See more
Invest like the Best • Thriving in Changing Markets
Elessaroth
@pjrichi
The goal and policy of many factors is to never invest more than 10% of their funds in any one client, customer, or invoice;
Jeff Callender • How to Run a Small Factoring Business (The Small Factor Series Book 3)
This chapter covers the ways psychological biases misinform our investments, and how the stock market charges us for certain emotions and behaviors and pays us for others.
Joel Tillinghast • Big Money Thinks Small: Biases, Blind Spots, and Smarter Investing (Columbia Business School Publishing)
The Practical Guide to Wall Street: Equities and Derivatives (Wiley Finance Book 479)
amazon.com
financial risk, which is the risk of loss coming from an adverse movement in financial markets/prices or the failure of a client/counterparty to perform on its contractual obligations.